Tony is a true financial services and banking specialist. He has held senior legal positions at a range of household names including Barclays Wealth where he was Co-head of Legal. Since 2007 he has been in private practice, specialising in financial services law and FSMA regulation.
He has wide experience of advising financial services businesses in both wholesale and retail sectors including: trading platforms; securities firms; banks; investment managers; corporate finance firms; retail financial advisers and intermediaries (including wealth managers and mortgage firms).
He frequently advises new businesses looking for practical assistance on how far regulation applies to them as well as individuals with financial services issues arising from their employment or investment activities. Tony is well-known as a lecturer on financial services regulation to audiences of lawyers and financial services professionals.
|2007||Keystone Law | Consultant Solictor|
|2001-2007||Barclays Bank PLC, Barclays Wealth Management Division | Co-Head of Legal|
|2000–2001||Kleinwort Benson Private Bank | Director in Product Development Department|
|1997–2000||Mitsubishi Trust and Banking Corporation | Head of Legal and Compliance|
|1989–1997||National Westminster Bank PLC Group | Senior lawyer rising to joint Head of Central Legal Department at NatWest Markets|
|1988–1989||Bank of Scotland | Legal adviser|